About Sonia Goforth
Sonia is the Chief Compliance Officer at Dinsmore Compliance Services, with over 27 years of experience in the financial services industry. Her career began as an assistant at a major FINRA broker/dealer, eventually advancing to financial advisor and office manager roles. Sonia recently served as the CCO for a growing Registered Investment Advisor. A published author, Sonia also dedicates her time raising funds for her local children's hospital. She holds a FINRA Series 65 registration and has previously held FINRA Series 7, 63, 3, 9, and 10 registrations.
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